CATERPILLAR INC — Director's Dealing 2026

Feb 25, 2026

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2026-02-23

Reporting Person: Shurman Rodney Michael (Group President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2026-02-23	Common Stock	M	2278	$253.98	Acquired	3721	Direct
2026-02-23	Common Stock	S	2278	$759.61	Disposed	1443	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2026-02-23	Employee Stock Options	$253.98	M	2278	Disposed	2033-03-06	Common Stock (2278)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	6748	Indirect

Footnotes

F1: Includes dividends accrued.

F2: This transaction was executed in multiple trades at prices ranging from $759.49 to $759.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: The information in this report is based on a 401(k) plan statement dated as of January 31, 2026.

F4: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 6, 2023 and vest equally in 1/3 increments in the first, second and third anniversaries of the grant date.