CATERPILLAR INC — Director's Dealing 2026

Feb 12, 2026

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2026-02-10

Reporting Person: Umpleby III Donald J (Executive Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2026-02-10	Common Stock	A	34986	—	Acquired	480865	Direct
2026-02-10	Common Stock	F	13571	$744.83	Disposed	467294	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	59000	Indirect
Common Stock	36060	Indirect
Common Stock	1031	Indirect

Footnotes

F1: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 6, 2023.

F2: The information in this report is based on a 401(k) plan statement dated as of January 31, 2026.