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CATERPILLAR INC — Director's Dealing 2026
Feb 13, 2026
29780_dirs_2026-02-13_d7c29efc-1d3c-45cc-a886-35a5b3bdcf68.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2026-02-11
Reporting Person: De Lange Bob (Group President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2026-02-11 | Common Stock | M | 15000 | $127.60 | Acquired | 99997 | Direct |
| 2026-02-11 | Common Stock | F | 2493 | $767.64 | Disposed | 97504 | Direct |
| 2026-02-11 | Common Stock | S | 12507 | $767.08 | Disposed | 84997 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2026-02-11 | Employee Stock Options | $127.60 | M | 15000 | Disposed | 2030-03-02 | Common Stock (15000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $766.95 to $767.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 2, 2020 and vest equally in 1/3 increments in the first, second and third anniversaries of the grant date.