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CATERPILLAR INC — Director's Dealing 2026
Feb 9, 2026
29780_dirs_2026-02-09_6f0a6956-3230-4bf4-9168-6618ad732e65.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2026-02-06
Reporting Person: De Lange Bob (Group President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2026-02-06 | Common Stock | M | 28034 | $138.35 | Acquired | 107987 | Direct |
| 2026-02-06 | Common Stock | F | 5378 | $721.12 | Disposed | 102609 | Direct |
| 2026-02-06 | Common Stock | S | 22656 | $720.11 | Disposed | 79953 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2026-02-06 | Employee Stock Options | $138.35 | M | 28034 | Disposed | 2029-03-04 | Common Stock (28034) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $720.02 to $721.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 4, 2019 and vest equally in 1/3 increments in the first, second and thired anniversaries of the grant date.