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CATERPILLAR INC Director's Dealing 2026

Feb 12, 2026

29780_dirs_2026-02-12_3c20ae45-7cb8-4b37-b809-32c33ac61a21.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2026-02-10

Reporting Person: Schaupp William E (Chief Accounting Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2026-02-10 Common Stock A 638 Acquired 1962 Direct
2026-02-10 Common Stock F 165 $744.83 Disposed 1796 Direct

Footnotes

F1: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 6, 2023.

F2: Includes adjustment for dividends accrued.