CATERPILLAR INC — Director's Dealing 2026

Jan 5, 2026

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2025-12-31

Reporting Person: BONFIELD ANDREW R J (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2025-12-31	Common Stock	S	812	$572.71	Disposed	54648	Direct
2025-12-31	Common Stock	S	2628	$573.61	Disposed	52020	Direct
2025-12-31	Common Stock	S	1431	$574.77	Disposed	50589	Direct
2025-12-31	Common Stock	S	3016	$575.77	Disposed	47573	Direct
2025-12-31	Common Stock	S	1473	$576.56	Disposed	46100	Direct
2025-12-31	Common Stock	S	600	$577.79	Disposed	45500	Direct
2025-12-31	Common Stock	S	40	$578.41	Disposed	45460	Direct

Footnotes

F1: This transaction was entered as multiple trades, at prices ranging from $572.17 to $573.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F2: This transaction was entered as multiple trades, at prices ranging from $573.18 to $574.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was entered as multiple trades, at prices ranging from $574.19 to $575.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was entered as multiple trades, at prices ranging from $575.22 to $576.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F5: This transaction was entered as multiple trades, at prices ranging from $576.23 to $577.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F6: This transaction was entered as multiple trades, at prices ranging from $577.25 to $578.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F7: This transaction was executed in a trade at a price of $578.41. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.