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CATERPILLAR INC — Director's Dealing 2026
Feb 3, 2026
29780_dirs_2026-02-03_66c21c0e-e56e-4905-986e-5b8e5a1d8840.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2026-02-02
Reporting Person: De Lange Bob (Group President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2026-02-02 | Common Stock | M | 20512 | $151.12 | Acquired | 100465 | Direct |
| 2026-02-02 | Common Stock | F | 4535 | $683.41 | Disposed | 95930 | Direct |
| 2026-02-02 | Common Stock | S | 15977 | $682.99 | Disposed | 79953 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2026-02-02 | Employee Stock Options | $151.12 | M | 20512 | Disposed | 2028-03-05 | Common Stock (20512) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $682.93 to $683.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 5, 2018 and vest equally in 1/3 increments in the first, second and thired anniversaries of the grant date.