AI assistant
CATERPILLAR INC — Director's Dealing 2026
Feb 5, 2026
29780_dirs_2026-02-05_d9a4b32a-8461-4a38-8ec1-510345c14b1a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2026-02-04
Reporting Person: De Lange Bob (Group President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2026-02-04 | Common Stock | M | 20000 | $138.35 | Acquired | 99953 | Direct |
| 2026-02-04 | Common Stock | F | 3930 | $704.04 | Disposed | 96023 | Direct |
| 2026-02-04 | Common Stock | S | 9223 | $704.42 | Disposed | 86800 | Direct |
| 2026-02-04 | Common Stock | S | 6817 | $705.70 | Disposed | 79983 | Direct |
| 2026-02-04 | Common Stock | S | 30 | $706.28 | Disposed | 79953 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2026-02-04 | Employee Stock Options | $138.35 | M | 20000 | Disposed | 2029-03-04 | Common Stock (20000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $704.22 to $705.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $705.26 to $706.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in a trade at a price of $706.28. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 4, 2019 and vest equally in 1/3 increments in the first, second and third anniversaries of the grant date.