CATERPILLAR INC — Director's Dealing 2025

Nov 12, 2025

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2025-11-10

Reporting Person: Fassino Anthony D. (Group President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2025-11-10	Common Stock	M	12500	$196.70	Acquired	54012	Direct
2025-11-10	Common Stock	F	4316	$569.56	Disposed	49696	Direct
2025-11-10	Common Stock	S	8184	$570.18	Disposed	41512	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2025-11-10	Employee Stock Options	$196.70	M	12500	Disposed	2032-03-07	Common Stock (12500)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1499	Indirect

Footnotes

F1: Includes adjustments for dividends accrued.

F2: The information in this report is based on a 401(k) plan statement dated as of October 31, 2025.

F3: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 7, 2022 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.