CATERPILLAR INC — Director's Dealing 2025

Feb 13, 2025

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2025-02-11

Reporting Person: Creed Joseph E (Chief Operating Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2025-02-11	Common Stock	A	9.901	—	Acquired	22897	Direct
2025-02-11	Common Stock	F	3495	$362.70	Disposed	19402	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	11470	Indirect

Footnotes

F1: Includes adjustment for dividends accrued.

F2: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted on March 7, 2022.

F3: The information in this report is based on a 401(k) plan statement dated as of January 31, 2025.