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CATERPILLAR INC Director's Dealing 2025

Feb 13, 2025

29780_dirs_2025-02-13_e6899525-f51e-4631-a31e-3a30bdfbd598.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2025-02-11

Reporting Person: Johnson Cheryl H (Chief Human Resources Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2025-02-11	Common Stock	A	3345	—	Acquired	16354	Direct
2025-02-11	Common Stock	F	919	$362.70	Disposed	15435	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	252	Indirect

Footnotes

F1: Includes adjustments for dividends accrued.

F2: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 7, 2022.

F3: The information in this report is based on a 401(k) plan statement dated as of January 31, 2025.