CATERPILLAR INC — Director's Dealing 2025

May 13, 2025

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2025-05-09

Reporting Person: Creed Joseph E (Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2025-05-09	Common Stock	A	4330	—	Acquired	28157	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2025-05-09	Employee Stock Options	$325.62	A	13086	Acquired	2035-05-09	Common Stock (13086)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	11726	Indirect

Footnotes

F1: The information in this report is based on a 401(k) plan statement as of April 30, 2025.

F2: The stock options were granted pursuant to the Caterpillar Inc 2023 Long Term Incentive Plan and vest equally in 1/3 increments. 1/3 vests on the first anniversary of the grant date; 1/3 vests on March 3, 2027 and 1/3 vests on March 3, 2028.