CATERPILLAR INC — Director's Dealing 2025

Aug 13, 2025

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2025-08-11

Reporting Person: Kaiser Jason (Group President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2025-08-11	Common Stock	M	4091	$196.70	Acquired	12723	Direct
2025-08-11	Common Stock	F	1930	$416.80	Disposed	10793	Direct
2025-08-11	Common Stock	S	2161	$417.70	Disposed	8632	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2025-08-11	Employee Stock Options	$196.70	M	4091	Disposed	2032-03-07	Common Stock (4091)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	368	Indirect

Footnotes

F1: Includes dividends accrued.

F2: The information in this report is based on a 401(k) plan statement dated August 11, 2025.

F3: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long Term Incentive Plan on March 7, 2022 and vest equally in 1/3 incrememnts on the first, second and third anniversaries of the grant date.