CATERPILLAR INC — Director's Dealing 2025

Sep 23, 2025

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2025-09-22

Reporting Person: Umpleby III Donald J (Executive Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2025-09-22	Common Stock	S	17166	$462.65	Disposed	465339	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	59000	Indirect
Common Stock	36040	Indirect
Common Stock	1030	Indirect

Footnotes

F1: This transaction was entered as multiple trades, at prices ranging from $460.62 to $466.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number.

F2: The information in this report is based on a 401(k) plan statement dated as of September 22, 2025.