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CATERPILLAR INC — Director's Dealing 2025
Nov 7, 2025
29780_dirs_2025-11-07_27bde643-1e88-4744-99be-cc851e19ea63.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2025-11-05
Reporting Person: De Lange Bob (Group President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-11-05 | Common Stock | M | 20000 | $151.12 | Acquired | 100209 | Direct |
| 2025-11-05 | Common Stock | F | 5362 | $563.66 | Disposed | 94847 | Direct |
| 2025-11-05 | Common Stock | S | 14638 | $562.36 | Disposed | 80209 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-11-05 | Employee Stock Options | $151.12 | M | 20000 | Disposed | 2028-03-05 | Common Stock (20000) | Direct |
Footnotes
F1: Includes adjustments for dividends accrued.
F2: This transaction was executed in multiple trades at prices ranging from $562.32 to $562.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 5, 2018 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.