CATERPILLAR INC — Director's Dealing 2025

Dec 2, 2025

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2025-11-28

Reporting Person: Umpleby III Donald J (Executive Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2025-11-28	Common Stock	G	2350	—	Disposed	445879	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	59000	Indirect
Common Stock	36040	Indirect
Common Stock	1030	Indirect

Footnotes

F1: Represents a donation of ordinary shares to The Ayco Charitable Foundation, a Donor Advised Fund.

F2: Includes dividends accrued.

F3: The information in this report is based on a 401(k) plan dated as of November 30, 2025.