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CATERPILLAR INC — Director's Dealing 2025
Dec 2, 2025
29780_dirs_2025-12-02_9ee43b81-5805-45b6-900d-cc05af50a2d1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2025-12-01
Reporting Person: BONFIELD ANDREW R J (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-12-01 | Common Stock | S | 1378 | $568.57 | Disposed | 64082 | Direct |
| 2025-12-01 | Common Stock | S | 2360 | $569.35 | Disposed | 61722 | Direct |
| 2025-12-01 | Common Stock | S | 381 | $570.27 | Disposed | 61341 | Direct |
| 2025-12-01 | Common Stock | S | 920 | $571.38 | Disposed | 60421 | Direct |
| 2025-12-01 | Common Stock | S | 2120 | $572.57 | Disposed | 58301 | Direct |
| 2025-12-01 | Common Stock | S | 1921 | $573.63 | Disposed | 56380 | Direct |
| 2025-12-01 | Common Stock | S | 920 | $574.52 | Disposed | 55460 | Direct |
Footnotes
F1: This transaction was entered as multiple trades, at prices ranging from $567.93 to $568.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F2: Includes adjustment for dividends accrued.
F3: This transaction was entered as multiple trades, at prices ranging from $568.95 to $569.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was entered as multiple trades, at prices ranging from $569.99 to $570.68. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was entered as multiple trades, at prices ranging from $571.02 to $572.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was entered as multiple trades, at prices ranging from $572.09 to $573.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F7: This transaction was entered as multiple trades, at prices ranging from $573.12 to $574.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F8: This transaction was entered as multiple trades, at prices ranging from $574.15 to $575.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.