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CATERPILLAR INC — Director's Dealing 2024
Feb 6, 2024
29780_dirs_2024-02-06_0d01d0b5-747f-4648-85c8-870268155df5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2024-02-02
Reporting Person: BONFIELD ANDREW R J (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-02-02 | Common Stock | S | 10000 | $310.10 | Disposed | 57317 | Direct |
| 2024-02-05 | Common Stock | S | 7196 | $332.69 | Disposed | 50121 | Direct |
| 2024-02-05 | Common Stock | S | 2804 | $333.13 | Disposed | 47317 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $310.00 to $310.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $332.07 to $333.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $333.07 to $333.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.