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CATERPILLAR INC — Director's Dealing 2024
Apr 30, 2024
29780_dirs_2024-04-30_4676ae9d-5677-4602-9fd3-5a8169b62e66.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2024-04-29
Reporting Person: SCHWAB SUSAN C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-04-29 | Common Stock | D | 8579 | $348.86 | Disposed | 14593 | Direct |
| 2024-04-29 | Common Stock | D | 4302 | $349.92 | Disposed | 10291 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $348.46 to $349.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: Includes adjustments for dividends accrued.
F3: This transaction was executed in multiple trades at prices ranging from $349.49 to $350.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.