CATERPILLAR INC — Director's Dealing 2024

Jul 17, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2024-07-16

Reporting Person: Johnson Cheryl H (Chief Human Resources Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-07-16	Common Stock	S	1508	$350	Disposed	18515	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	246	Indirect

Footnotes

F1: This transaction was entered as multiple trades, all executed at the price reported above. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares at which the transaction was effected.

F2: The information in this report is based on a 401(k) plan statement dated as of June 30, 2024.