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CATERPILLAR INC — Director's Dealing 2024
Nov 26, 2024
29780_dirs_2024-11-26_5e762b1f-f156-4deb-b20b-d2279cb11944.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2024-11-25
Reporting Person: BONFIELD ANDREW R J (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-11-25 | Common Stock | S | 3504 | $404.10 | Disposed | 61678 | Direct |
| 2024-11-25 | Common Stock | S | 1880 | $405.06 | Disposed | 59798 | Direct |
| 2024-11-25 | Common Stock | S | 2481 | $406.12 | Disposed | 57317 | Direct |
| 2024-11-25 | Common Stock | S | 2135 | $406.79 | Disposed | 55182 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $403.51 to $404.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: Includes dividends accrued.
F3: This transaction was executed in multiple trades at prices ranging from $404.51 to $405.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $405.51 to $406.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $406.51 to $407.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.