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CATERPILLAR INC Director's Dealing 2024

Nov 27, 2024

29780_dirs_2024-11-26_d78898ee-04b2-4d84-9314-ad89e49559e9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2024-11-25

Reporting Person: Fish James C Jr (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-11-25 Common Stock G 1000 Disposed 4464 Direct
2024-11-25 Common Stock G 250 Disposed 4214 Direct
2024-11-25 Common Stock G 250 Disposed 3964 Direct
2024-11-25 Common Stock G 250 Acquired 250 Indirect
2024-11-25 Common Stock G 250 Acquired 250 Indirect

Footnotes

F1: Represents a donation of ordinary shares to a Donor Advised Fund.

F2: Includes dividends accrued.

F3: Gift of shares to an irrevocable trust of which the reporting person's descendant is a beneficiary.