CATERPILLAR INC — Director's Dealing 2023

Feb 10, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2023-02-09

Reporting Person: Long Suzette M (CLO/General Counsel)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-02-09	Common Stock	S	6636	$250.91	Disposed	10140	Direct
2023-02-09	Common Stock	S	1364	$251.65	Disposed	8776	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	62	Indirect

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $250.47 to $251.43. The price reported above reflects the weighted average sale (or purchase) price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: This transaction was executed in multiple trades at prices ranging from $251.48 to $251.73. The price reported above reflects the weighted average sale (or purchase) price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: The information in this report is based on a 401(K) plan statement dated as of January 31, 2023.