CATERPILLAR INC — Director's Dealing 2022

Feb 10, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2022-02-08

Reporting Person: Creed Joseph E (Group President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-02-08	Common Stock	A	3879	—	Acquired	3879	Direct
2022-02-08	Common Stock	F	1122	$200.77	Disposed	2757	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	10209	Indirect

Footnotes

F1: Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of performance-based restricted stock units granted on March 4, 2019.

F2: The information in this report is based on a 401(k) plan statement dated as of January 31, 2022.