CATERPILLAR INC — Director's Dealing 2022

Nov 14, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2022-11-11

Reporting Person: Long Suzette M (CLO/General Counsel)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-11-11	Common Stock	S	942	$237.19	Disposed	9607	Direct
2022-11-11	Common Stock	S	942	$237.37	Disposed	8665	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	56	Indirect

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $237.17 to $237.20. The price reported above reflects the weighted average sale (or purchase) price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: The information in this report is based on a 401(K) plan statement dated as of October 31, 2022.