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CATERPILLAR INC Director's Dealing 2021

Mar 3, 2021

29780_dirs_2021-03-03_9587bdf4-81ce-4671-bce2-64a3b1d832d7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2021-03-01

Reporting Person: WHITE MILES D (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-01 Common Stock A 683 Acquired 9168 Direct
2021-03-02 Common Stock F 507 Disposed 8661 Direct

Footnotes

F1: Includes adjustments for dividends accrued.