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CATERPILLAR INC Director's Dealing 2020

Feb 13, 2020

29780_dirs_2020-02-13_3bebd140-be92-4071-9ab1-28d1b04064c6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2020-02-11

Reporting Person: Younessi Ramin (Group President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-11	Common Stock	A	8102	—	Acquired	36896	Direct
2020-02-11	Common Stock	F	2514	$136.45	Disposed	34382	Direct

Footnotes

F1: Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of performance-based restricted stock units granted on March 6, 2017.