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CATERPILLAR INC — Director's Dealing 2020
Nov 3, 2020
29780_dirs_2020-11-02_7c28d1b4-2aa5-4e01-8b87-8f604f4f815a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2020-10-30
Reporting Person: Younessi Ramin (Group President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-30 | Common Stock | S | 16938 | $154.09 | Disposed | 19731 | Direct |
| 2020-10-30 | Common Stock | S | 3554 | $154.60 | Disposed | 16177 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $153.36 to $154.35. The price reported above reflects the weighted average sale (or purchase) price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $154.36 to $154.74. The price reported above reflects the weighted average sale (or purchase) price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.