CATERPILLAR INC — Director's Dealing 2020

Nov 6, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2020-11-05

Reporting Person: De Lange Bob (Group President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-05	Common Stock	M	2500	$96.31	Acquired	29304	Direct
2020-11-05	Common Stock	S	2500	$164.76	Disposed	26804	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-05	Employee Stock Option	$96.31	M	2500	Disposed	2024-03-03	Common Stock (2500.0)	Direct