CATERPILLAR INC — Director's Dealing 2020

Nov 10, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2020-11-09

Reporting Person: De Lange Bob (Group President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-09	Common Stock	M	3295	$96.31	Acquired	30099	Direct
2020-11-09	Common Stock	F	2476	$173.90	Disposed	27623	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-09	Employee Stock Option	$96.31	M	3295	Disposed	2024-03-03	Common Stock (3295.0)	Direct