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CATERPILLAR INC Director's Dealing 2019

Feb 26, 2019

29780_dirs_2019-02-26_847c0795-d3bb-4988-a23c-9894055b959b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2019-02-25

Reporting Person: De Lange Bob (Group President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-02-25 Common Stock M 2157 $57.85 Acquired 18481 Direct
2019-02-25 Common Stock D 882 $141.37 Disposed 17599 Direct
2019-02-25 Common Stock F 540 $141.37 Disposed 17059 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-02-25 Stock Appreciation Right $57.85 M 2157 Disposed 2020-03-01 Common Stock (2157.0) Direct