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CATERPILLAR INC Director's Dealing 2019

Mar 7, 2019

29780_dirs_2019-03-06_1490785a-f2fe-4f8b-ada3-f0c26592cbf7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2019-03-04

Reporting Person: CALHOUN DAVID L (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-03-04	Common Stock	A	2891	—	Acquired	31134	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	16400	Indirect

Footnotes

F1: Includes adjustments for dividends accrued.

F2: Reflects the transfer of 8,600 shares from a grantor retained annuity trust to the Reporting Person during 2018. This transfer was exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.