CATERPILLAR INC — Director's Dealing 2019

Oct 2, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2019-09-30

Reporting Person: Long Suzette M (General Counsel/Corporate Sec.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-09-30	Common Stock	S	5019	$126.34	Disposed	12569	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	553	Indirect

Footnotes

F1: These shares were sold pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 29, 2019.

F2: The information in this report is based on a 401(k) plan statement dated as of 9/30/2019.