CATERPILLAR INC — Director's Dealing 2019

Nov 6, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2019-11-05

Reporting Person: Johnson Denise C (Group President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-11-05	Common Stock	S	4172	$146.67	Disposed	7322	Direct
2019-11-05	Common Stock	S	936	$146.74	Disposed	0	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	4287	Indirect

Footnotes

F1: Adjusted to correct inadvertent clerical error.

F2: The information in this report is based on a 401(k) plan statement dated as of 10/31/2019.