CATERPILLAR INC — Director's Dealing 2018

May 4, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2018-05-01

Reporting Person: Copeland Jananne A. (Chief Accounting Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-05-01	Common Stock	F	79	$142.37	Disposed	3209	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	4354	Indirect

Footnotes

F1: Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of restricted stock units granted on 5/1/2014, of which one-third vested on 5/1/2018.

F2: The information in this report is based on a 401(k) Plan statement dated as of 4/30/2018.