CATERPILLAR INC — Director's Dealing 2018

May 15, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2018-05-11

Reporting Person: Creed Joseph E (Interim CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-05-11	Common Stock	M	2382	$110.09	Acquired	2554	Direct
2018-05-11	Common Stock	S	2382	$155.67	Disposed	172	Direct
2018-05-11	Common Stock	M	2150	$89.75	Acquired	2322	Direct
2018-05-11	Common Stock	S	2150	$155.67	Disposed	172	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-05-11	Employee Stock Options	$110.09	M	2382	Disposed	2022-03-05	Common Stock (2382.0)	Direct
2018-05-11	Employee Stock Options	$89.75	M	2150	Disposed	2023-03-04	Common Stock (2150.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	8134	Indirect

Footnotes

F1: The information in this report is based on a 401(k) Plan statement dated as of 4/30/2018.