CATERPILLAR INC — Director's Dealing 2018

Jun 14, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2018-06-13

Reporting Person: Creed Joseph E (Interim CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-06-13	Common Stock	A	7111	—	Acquired	7283	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	8152	Indirect

Footnotes

F1: The restricted stock units were granted under the Company's 2014 Long-Term Incentive Plan and have a three year pro-rata vesting schedule, vesting one-third on each of the first three anniversaries of the grant date.

F2: The information in this report is based on a 401(k) Plan statement dated as of 5/31/2018.