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CATERPILLAR INC Director's Dealing 2018

Jul 27, 2018

29780_dirs_2018-07-27_a4adfe69-dc06-4a0d-a514-dfa38efad223.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2018-07-25

Reporting Person: Johnson Cheryl H (Chief Human Resources Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-07-25	Common Stock	F	3461	$138.86	Disposed	12254	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	42	Indirect

Footnotes

F1: Represents shares withheld from the reporting person to satisfy tax obligations arising from the vest of restricted stock units granted on 7/25/2017.

F2: The information in this report is based on a 401(k) Plan statement dated as of 6/30/2018.