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CATERPILLAR INC Director's Dealing 2016

Feb 17, 2016

29780_dirs_2016-02-17_3a430170-7bd0-4c41-9968-b86f97f83ade.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2016-02-12

Reporting Person: Johnson Denise C (Group President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-02-12 Common Stock P 2600 $62.20 Acquired 6967 Direct
2016-02-12 Common Stock P 900 $62.20 Acquired 900 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1939 Indirect

Footnotes

F1: The information in this report is based on a 401(k) Plan statement dated as of 12/31/2015.