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CATERPILLAR INC Director's Dealing 2014

Mar 5, 2014

29780_dirs_2014-03-05_36e4853b-ee55-4652-ab07-c417d7154c28.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2014-03-03

Reporting Person: Umpleby III Donald J (Group President)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-03-03 Employee Stock Option $96.31 A 85606 Acquired 2024-03-03 Common Stock (85606) Direct