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CATERPILLAR INC Director's Dealing 2012

Jan 3, 2012

29780_dirs_2012-01-03_e7f16da2-66bc-4c4d-b36e-aa83460d4cf8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2011-12-30

Reporting Person: GALLARDO JUAN (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2011-12-30	Phantom Stock Units	$	A	138	Acquired		Common (138)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common	230860	Direct

Footnotes

F1: Security converts to common stock on a one-for-one basis.

F2: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.
The stock was acquired in December 2011 at a price of $90.905 per share.