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CATERPILLAR INC — Director's Dealing 2012
Mar 7, 2012
29780_dirs_2012-03-07_3cf2c130-e6e6-4a2d-bad1-01238507f9e4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2012-03-05
Reporting Person: WUNNING STEVEN H (Group President)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-03-05 | Employee Stock Option (right to buy) | $110.09 | A | 60515 | Acquired | 2022-03-05 | Common (60515) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common | 79213 | Direct |
| Common | 1161 | Indirect |
Footnotes
F1: This amount includes 25152 shares in 401K.
F2: Reporting person disclaims beneficial ownership.
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