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CATERPILLAR INC Director's Dealing 2012

Mar 7, 2012

29780_dirs_2012-03-07_3cf2c130-e6e6-4a2d-bad1-01238507f9e4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2012-03-05

Reporting Person: WUNNING STEVEN H (Group President)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-03-05 Employee Stock Option (right to buy) $110.09 A 60515 Acquired 2022-03-05 Common (60515) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common 79213 Direct
Common 1161 Indirect

Footnotes

F1: This amount includes 25152 shares in 401K.

F2: Reporting person disclaims beneficial ownership.