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CATERPILLAR INC — Director's Dealing 2012
May 2, 2012
29780_dirs_2012-05-02_171be96a-e68d-443d-a0d1-0df592636895.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2012-05-01
Reporting Person: WUNNING STEVEN H (Group President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-05-01 | Common | A | 2500 | — | Acquired | 81713 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common | 1161 | Indirect |
Footnotes
F1: This amount includes 25152 shares in 401K.
F2: Reporting person disclaims beneficial ownership.
F3: Represents restricted stock units (RSU) awarded pursuant to the Caterpillar Inc. 2006 Long -Term Incentive Plan. Each RSU represents the right to receive one share of Caterpillar Inc. common stock and vests in thirds beginning 2 years after the initial grant date (1/3 after three years; 1/3 after four years; 1/3 after five years).
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