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CATERPILLAR INC Director's Dealing 2012

Nov 19, 2012

29780_dirs_2012-11-19_befa5c03-fefa-4efc-b15b-b5df5f7273d6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2012-11-15

Reporting Person: LAVIN RICHARD P (Group President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-11-15 Common S 3784 $81.24 Disposed 86393 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common 405 Indirect

Footnotes

F1: Pursuant to a previously executed 10b5-1 plan.

F2: This amount includes 284 shares in 401K and 386 shares in dividend reinvestment.