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CATERPILLAR INC — Director's Dealing 2012
Nov 19, 2012
29780_dirs_2012-11-19_befa5c03-fefa-4efc-b15b-b5df5f7273d6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2012-11-15
Reporting Person: LAVIN RICHARD P (Group President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-15 | Common | S | 3784 | $81.24 | Disposed | 86393 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common | 405 | Indirect |
Footnotes
F1: Pursuant to a previously executed 10b5-1 plan.
F2: This amount includes 284 shares in 401K and 386 shares in dividend reinvestment.
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