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CATERPILLAR INC Director's Dealing 2012

Dec 20, 2012

29780_dirs_2012-12-20_117197e1-b5f2-463b-8a14-1535bfda0be6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2012-12-20

Reporting Person: FIFE EUGENE V (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-12-20 Common M 8000 $26.03 Acquired 37628 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-12-20 Employee Stock Option $26.03 M 8000 Disposed 2013-04-09 Common (8000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common 2000 Indirect
Common 1000 Indirect

Footnotes

F1: Reporting person disclaims beneficial ownership.

F2: Exercisable in thirds beginning 1 year after the initial grant date of April 9, 2003. (1/3 after one year; 1/3 after two years; 1/3 after 3 years).