CATERPILLAR INC — Director's Dealing 2012

Dec 20, 2012

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2012-11-30

Reporting Person: RAPP EDWARD J (CFO & Group President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2012-11-30	Common	G	1000	—	Disposed	54107	Direct
2012-12-12	Common	G	125	—	Disposed	53982	Direct
2012-12-12	Common	G	294	—	Disposed	53688	Direct
2012-12-12	Common	G	294	—	Acquired	294	Indirect

Footnotes

F1: This amount includes 2318 shares in 401(k).

F2: This transaction involved a gift of securities by the reporting person to his daughter, who shares reporting person's household.