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CATERPILLAR INC Director's Dealing 2010

Dec 17, 2010

29780_dirs_2010-12-17_6cf66927-1f5f-41c9-a534-dc29d0360d5e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2010-12-17

Reporting Person: OBERHELMAN DOUGLAS R (Director, CEO & Chairman of the Board)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2010-12-17	Common	G	54	—	Disposed	81129	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Phantom Stock Units	$		Common (0)	42398	Direct

Footnotes

F1: This amount includes 28,170 shares in 401K and 7748 shares in dividend reinvestment.

F2: Security converts to common stock on a one-for-one basis.

F3: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service.