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CATERPILLAR INC Director's Dealing 2009

Oct 21, 2009

29780_dirs_2009-10-21_710e69b3-9cf4-4a06-984a-be453933c535.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2009-10-20

Reporting Person: VITTECOQ GERARD R (Group President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2009-10-20 Common M 5984 $19.2032 Acquired 105347 Direct
2009-10-20 Common F 1921 $59.79 Disposed 103426 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2009-10-20 Employee Stock Option $19.2032 M 5984 Disposed 2010-06-12 Common (5984) Direct

Footnotes

F1: Included in this amount are 37,093 shares in EIP.

F2: (Right to buy) with tandem tax withholding rights.

F3: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.