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CATERPILLAR INC Director's Dealing 2003

Jul 23, 2003

29780_dirs_2003-07-23_354a1241-3c6a-4da8-b457-2c3db9c3584d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2003-07-21

Reporting Person: LAVIN RICHARD P (Vice President)

Footnotes

F1: This amount includes 1421 shares in EIP-1, 1721 shares in 401K, 854 shares in SEIP and 99 shares in dividend reinvestment. In addition, 1 share is owned indirectly by daughter.

F2: (Right to Buy) with tandem tax withholding rights.

F3: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.