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CATALYST PHARMACEUTICALS, INC. — Director's Dealing 2024
Nov 15, 2024
31542_dirs_2024-11-15_cb133b30-17a1-44c4-9bf9-4ee8e3e94839.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATALYST PHARMACEUTICALS, INC. (CPRX)
CIK: 0001369568
Period of Report: 2024-11-13
Reporting Person: MCENANY PATRICK J (Director, Chairman of Board of Directors)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-11-13 | Common stock, par value $0.001 per share | M | 92500 | $3.54 | Acquired | 4570669 | Direct |
| 2024-11-13 | Common stock, par value $0.001 per share | S | 92500 | $22.978 | Disposed | 4478169 | Direct |
| 2024-11-14 | Common stock, par value $0.001 per share | M | 44655 | $3.54 | Acquired | 4522824 | Direct |
| 2024-11-14 | Common stock, par value $0.001 per share | S | 44655 | $21.752 | Disposed | 4478169 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-11-13 | Options to purchase common stock | $3.54 | M | 92500 | Disposed | 2025-05-29 | Common Stock (92500) | Direct |
| 2024-11-14 | Options to purchase common stock | $3.54 | M | 44655 | Disposed | 2025-05-29 | Common Stock (44655) | Direct |
Footnotes
F1: Shares were sold for personal reasons, including paying federal income taxes and diversifying the Reporting Person's portfolio. Shares were not sold as a result of any disagreement with the Company. Mr. McEnany remains the non-executive chairman of the Company's Board of Directors and the Company's largest individual, non-institutional shareholder.
F2: Represents a weighted average price for the shares sold. Shares were sold in various lots ranging from $22.82 to $23.13 per share.
F3: Represents a weighted average price for the shares sold. Shares were sold in various lots ranging from $21.52 to $22.20 per share.
F4: Options vested in three equal tranches on May 29, 2019, 2020 and 2021.